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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

TRUENOTE INVESTMENT ADVISORS, INC.

CRD 172294

EL CERRITO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:609f4d3e-3a43-ba9d-45fe-e3a8e73bc729

Data as of Feb 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2015 to Feb 24, 2022
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 60
High net worth clients: 15
SEC number: 801-81117
CRD: 172294
Filings on the tape: 27
First filed: Mar 5, 2015
Latest filed: Feb 24, 2022
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRANE, KELLY, FARWELL	Owner	E	yes	12/2014	Mar 5, 2015	Feb 24, 2022
KNECHT, EARL, ANTHONY	Cco	Na	yes	12/2014	Mar 5, 2015	Feb 24, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NAPA VALLEY WEALTH MANAGEMENT, INC.	n/a	Former SEC adviser	$350M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 22, 2021	n/a	n/a	2	1	0	n/a	n/a
2019	Feb 14, 2020	n/a	n/a	2	2	0	n/a	n/a
2018	Mar 8, 2019	n/a	n/a	2	2	0	n/a	n/a
2017	Mar 6, 2018	$78.4M	$78.4M	2	2	0	n/a	n/a
2016	Mar 16, 2017	$0	$0	2	2	n/a	n/a	n/a
2015	Mar 31, 2016	$0	$0	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	n/a	n/a	n/a	$78.4M	n/a	2	2	0	0

Relationships

Affiliated with (2)

→ NAPA VALLEY WEALTH MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV
← NAPA VALLEY WEALTH MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (2)

← CRANE, KELLY, FARWELLOwnerOWNER, ownership code E, individual
Mar 5, 2015 to presentfactForm ADV
← KNECHT, EARL, ANTHONYOwnerCCO, ownership code NA, individual
Mar 5, 2015 to presentfactForm ADV

Registered with (1)

← KELLY FARWELL CRANEAdvisorregistration: previous registration
Feb 25, 2022 to Jun 17, 2022factForm ADV

Dated events

Occurred
Jun 17, 2022
Advisor changed firm
Kelly Farwell Crane left Truenote Investment Advisors, Inc. for Napa Valley Wealth Management (registered 2022-02-25)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2015
First Form ADV filing
Crane Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:609f4d3e-3a43-ba9d-45fe-e3a8e73bc729
First observed: Mar 5, 2015
Last observed: Feb 24, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRUENOTE INVESTMENT ADVISORS, INC.

CRD 172294

EL CERRITO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:609f4d3e-3a43-ba9d-45fe-e3a8e73bc729

Data as of Feb 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:23 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRANE, KELLY, FARWELL

Owner

yes

12/2014

Mar 5, 2015

Feb 24, 2022

KNECHT, EARL, ANTHONY

Cco

yes

12/2014

Mar 5, 2015

Feb 24, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NAPA VALLEY WEALTH MANAGEMENT, INC.

n/a

Former SEC adviser

$350M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 22, 2021

n/a

2019

Feb 14, 2020

n/a

2018

Mar 8, 2019

n/a

2017

Mar 6, 2018

$78.4M

n/a

2016

Mar 16, 2017

n/a

2015

Mar 31, 2016

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a

$78.4M

n/a