DFX Intelligence

P••• D•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

P••• D•••••• P••••••

Advisor at I••••••••• P•••••• W••••• M••••••••• I•••

Greenville, SC | SOMERS, NY

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Search this name across graphsid dfx:ria:60a2a78d-ce2e-4f9b-fd88-ea9c8ba80a34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• P•••••• W••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• P•••••• W••••• M••••••••• I•••	Mixed wealth	Feb 7, 2025	n/a	yes	Greenville, SC\|SOMERS, NY	Current employment
I••••••••• F••••• O••••• L••	Former SEC adviser	Nov 15, 2024	Aug 26, 2026	no	SOMERS, NY\|Greenville, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F••••• O••••• L••	I••••••••• P•••••• W••••• M••••••••• I•••	Aug 26, 2026	Feb 7, 2025	-565	Firm change after gap	RIA to RIA
V•••• F•••••••• A•••••••• I•••	I••••••••• F••••• O••••• L••	Nov 15, 2023	Nov 15, 2024

Relationships

Registered with (3)

→ I••••••••• P•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 7, 2025 to presentfactForm ADV
→ I••••••••• F••••• O••••• L••Registered adviserregistration: previous registration
Nov 15, 2024 to Aug 26, 2026factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2014 to Nov 15, 2023factForm ADV

Dated events

Occurred
Aug 26, 2026
Advisor changed firm
P••• D•••••• P•••••• left I••••••••• F••••• O••••• L•• for I••••••••• P•••••• W••••• M••••••••• I••• (registered 2025-02-07)
Form ADVobserved 7 days ago
Occurred
Nov 15, 2023
Advisor changed firm
P••• D•••••• P•••••• left V•••• F•••••••• A•••••••• I••• for I••••••••• F••••• O••••• L•• (registered 2024-11-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60a2a78d-ce2e-4f9b-fd88-ea9c8ba80a34
First observed: Jul 1, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.