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Advisor at FINANCIAL ALTERNATIVES, INC.
LA JOLLA, CA | Franklin, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL ALTERNATIVES, INC. | Independent wealth | Jul 23, 2021 | n/a | yes | LA JOLLA, CA|Franklin, TN | Current employment |
| ESSENTIAL PLANNERS | n/a | Jan 4, 2017 | Dec 31, 2021 | no | SAN DIEGO, CA|ST. LOUIS, MO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jan 9, 2013 | Feb 28, 2017 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESSENTIAL PLANNERS | FINANCIAL ALTERNATIVES, INC. | Dec 31, 2021 | Jul 23, 2021 | -161 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | ESSENTIAL PLANNERS | Feb 28, 2017 | Jan 4, 2017 | -55 | Firm change after gap | Other |