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C•••••• B•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C•••••• B•••• B•••••

Advisor at I•••••• F•••••

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60a9680f-3d10-8554-7038-3ad4b7b70758

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• F•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• F•••••	Independent wealth	Mar 27, 2015	n/a	yes	CHARLOTTE, NC	Current employment
R••••••••• • J••	Independent wealth	Feb 18, 2014	Apr 21, 2015	no	ANAHEIM, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••• M••••••••• I•••	R••••••••• • J••	May 5, 2015	Feb 18, 2014	-441	Firm change after gap	Other
R••••••••• • J••	I•••••• F•••••	Apr 21, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153803:174411:CA:2015-04-20	Apr 21, 2015	Mar 27, 2015	ANAHEIM, CA	Firm change

Relationships

Registered with (4)

→ I•••••• F•••••Registered adviserregistration: current employment
Mar 27, 2015 to presentfactForm ADV
→ B•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2012 to May 5, 2015factForm ADV
→ R••••••••• • J••Registered adviserregistration: previous registration
Feb 18, 2014 to Apr 21, 2015factForm ADV
→ F••••• L••••• W••••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60a9680f-3d10-8554-7038-3ad4b7b70758
First observed: Jan 19, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.