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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 19, 2012 | n/a | yes | Charlotte, NC | Current employment |
| ONYX WEALTH ADVISORS, INC. | Former SEC adviser | Jul 25, 2007 | Oct 3, 2012 | no | CHARLOTTE, NC | Previous registration |
| ONYX WEALTH ADVISORS, INC. | Former SEC adviser | Sep 8, 2005 | Aug 24, 2005 | no | CHARLOTTE, NC | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 16, 2003 | Aug 22, 2005 | no | CHARLOTTE, NC | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 31, 2001 | Mar 20, 2003 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONYX WEALTH ADVISORS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 3, 2012 | Sep 19, 2012 | -14 | Firm change | Other |
| WOODBURY FINANCIAL SERVICES, INC. | ONYX WEALTH ADVISORS, INC. | Aug 22, 2005 | Sep 8, 2005 | 17 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 20, 2003 | Apr 16, 2003 | 27 | Firm change | Other |