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Advisor at WELLS FARGO ADVISORS
SAN FRANCISCO, CA | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 1, 2026 | n/a | yes | ST. LOUIS, MO|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 12, 2018 | Jan 10, 2022 | no | SAN FRANCISCO, CA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Mar 14, 2018 | Oct 5, 2018 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jan 10, 2022 | Jun 1, 2026 | 1,603 | Firm change after gap | Wirehouse to wirehouse |
| OSAIC FA, INC. | UBS FINANCIAL SERVICES INC. | Oct 5, 2018 | Oct 12, 2018 | 7 | Firm change | Ibd to wirehouse |