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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WANGER OMNIWEALTH, LLC

CRD 150817

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60b55fc6-a4b2-11b1-302a-75cd95bcb7c0

Data as of Jul 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Jul 25, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $305MItem 5.F on the latest filing (2012-07-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $305M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 34
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $24.7Mgross asset value as reported per fund; never fund size
SEC number: 801-70781
CRD: 150817
Filings on the tape: 2
First filed: Mar 30, 2012
Latest filed: Jul 25, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WANGER ALTERNATIVE FIXED INCOME ACCESS FUND, L.P.	Hedge Fund	$11.6M	Jul 25, 2012	34	Mar 30, 2012	reported	021-146640
WANGER INCOME AND GROWTH FUND, L.P.	Hedge Fund	$9.8M	Jul 25, 2012	25	Mar 30, 2012	reported	021-130140
WANGER HELIOS INVESTMENT PARTNERS, L.P.	Hedge Fund	$3.4M	Jul 25, 2012	6	Mar 30, 2012	reported	021-155444

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DETTMANN, KELLEY, ANN	CHIEF FINANCIAL OFFICER	Na	yes	02/2011	Mar 30, 2012	Jul 25, 2012
ERIC D. WANGER 2012 TRUST	SOLE VOTING SHAREHOLDER	E	yes	07/2012	Jul 25, 2012	Jul 25, 2012
MOY, IRENE, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2012	Jul 25, 2012	Jul 25, 2012
MOY, IRENE, MARIE	Trustee	F	yes	07/2012	Jul 25, 2012	Jul 25, 2012
OMNIWEALTH, LTD.	Member	C	yes	07/2009	Mar 30, 2012	Jul 25, 2012
SCOTT, DON, E	CHIEF EXECUTIVE OFFICER	Na	yes	07/2009	Mar 30, 2012	Jul 25, 2012
SCOTT, DON, E	Manager	D	yes	04/2007	Mar 30, 2012	Jul 25, 2012
WANGER INVESTMENT MANAGEMENT, INC.	Member	D	yes	07/2009	Mar 30, 2012	Jul 25, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WAFI GP, LLC	n/a	n/a	n/a	N	yes	n/a
WHIP GP, LLC	n/a	n/a	n/a	N	yes	n/a
WIGF GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$224M	$224M	n/a	n/a	n/a	3	$23.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$305M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (3)

→ WANGER INCOME AND GROWTH FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WANGER ALTERNATIVE FIXED INCOME ACCESS FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WANGER HELIOS INVESTMENT PARTNERS, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (6)

← DETTMANN, KELLEY, ANNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SCOTT, DON, EOwnerMANAGER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← MOY, IRENE, MARIEOwnerTRUSTEE, ownership code F, individual
Jul 25, 2012 to presentfactForm ADV
← ERIC D. WANGER 2012 TRUSTOwnerSOLE VOTING SHAREHOLDER, ownership code E, domestic entity
Jul 25, 2012 to presentfactForm ADV
← OMNIWEALTH, LTD.OwnerMEMBER, ownership code C, domestic entity
Mar 30, 2012 to presentfactForm ADV
← WANGER INVESTMENT MANAGEMENT, INC.OwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← SCOTT WILLIAM BEDELLAdvisorregistration: previous registration
Dec 21, 2009 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60b55fc6-a4b2-11b1-302a-75cd95bcb7c0
First observed: Mar 30, 2012
Last observed: Jul 25, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WANGER OMNIWEALTH, LLC

CRD 150817

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60b55fc6-a4b2-11b1-302a-75cd95bcb7c0

Data as of Jul 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WANGER ALTERNATIVE FIXED INCOME ACCESS FUND, L.P.

Hedge Fund

$11.6M

Jul 25, 2012

Mar 30, 2012

reported

021-146640

WANGER INCOME AND GROWTH FUND, L.P.

Hedge Fund

$9.8M

Jul 25, 2012

Mar 30, 2012

reported

021-130140

WANGER HELIOS INVESTMENT PARTNERS, L.P.

Hedge Fund

$3.4M

Jul 25, 2012

Mar 30, 2012

reported

021-155444

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DETTMANN, KELLEY, ANN

CHIEF FINANCIAL OFFICER

yes

02/2011

Mar 30, 2012

Jul 25, 2012

ERIC D. WANGER 2012 TRUST

SOLE VOTING SHAREHOLDER

yes

07/2012

Jul 25, 2012

MOY, IRENE, MARIE

CHIEF COMPLIANCE OFFICER

yes

06/2012

Jul 25, 2012

MOY, IRENE, MARIE

Trustee

yes

07/2012

Jul 25, 2012

OMNIWEALTH, LTD.

Member

yes

07/2009

Mar 30, 2012

Jul 25, 2012

SCOTT, DON, E

CHIEF EXECUTIVE OFFICER

yes

07/2009

Mar 30, 2012

Jul 25, 2012

SCOTT, DON, E

Manager

yes

04/2007

Mar 30, 2012

Jul 25, 2012

WANGER INVESTMENT MANAGEMENT, INC.

Member

yes

07/2009

Mar 30, 2012

Jul 25, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WAFI GP, LLC

n/a

yes

n/a

WHIP GP, LLC

n/a

yes

n/a

WIGF GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Denver

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$224M

n/a

$23.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$305M

n/a