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G••••••• I••••••••• C••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

G••••••• I••••••••• C••• L••

G••••••• I••••••••• C•MPANY,L.L.C., CRD 106623

JOLIET, IL

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Search this name across graphsid dfx:ria:60b58941-f9ff-bb37-1732-bd892aee9d7a

Data as of Oct 22, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2012 to Oct 22, 2020
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $284MItem 5.F on the latest filing (2020-10-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $284M
Private client RAUM: $259MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• P•••• E••••••	MANAGING PARTNER	E	yes	03/1996	Mar 12, 2012	Oct 22, 2020
C••••••• C••••••• R•••	PARTNER AND RELATIONSHIP MANAGER	A	no	01/2015	Mar 12, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$284M	$243M	16.7%	$228M	7.6%	3	3	0	1

Relationships

Owns (2)

← C••••••• C••••••• R•••OwnerPARTNER AND RELATIONSHIP MANAGER, ownership code A, individual
Mar 12, 2015 to presentfactForm ADV
← T•••••• R•••••• L••OwnerCHIEF COMPLIANCE OFFICER; PARTNER, ownership code B, individual
Mar 12, 2012 to presentfactForm ADV

Controls (1)

← G•••••••• P•••• E••••••OwnerMANAGING PARTNER, ownership code E, individual
Mar 12, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60b58941-f9ff-bb37-1732-bd892aee9d7a
First observed: Mar 12, 2012
Last observed: Oct 22, 2020 72 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.