DFX Intelligence
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Reading the graph
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Advisor at R•••••• W•••••
Saginaw, MI | LANSING, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• W••••• | Independent wealth | Aug 3, 2017 | n/a | yes | Saginaw, MI|LANSING, MI | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Aug 4, 2014 | Aug 10, 2017 | no | SAGINAW, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | R•••••• W••••• | Aug 10, 2017 | Aug 3, 2017 | -7 | Firm change | Other |
| U••• B•••••• I••••••••• I••• | R•••••• J•••• • A••••••••• I••• | Aug 5, 2014 | Aug 4, 2014 |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Jul 3, 2012 | Aug 5, 2014 | no | Sartell, MN|Saint Cloud, MN|Alexandria, MN|Fergus Falls, MN|Willmar, MN|MELROSE, MN | Previous registration |
| E••••• J•••• | National bd RIA | Feb 26, 2010 | Jun 26, 2012 | no | CARO, MI|SAGINAW, MI | Previous registration |
| -1 |
| Firm change |
| Other |
| E••••• J•••• | U••• B•••••• I••••••••• I••• | Jun 26, 2012 | Jul 3, 2012 | 7 | Firm change | Other |