DFX Intelligence

K••••• B••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

K••••• B••••••• G•••••

Advisor at E•• F•••••••• A•••••••

WEST SAYVILLE, NY | HAUPPAUGE, NY

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Search this name across graphsid dfx:ria:60c5c344-1630-b124-83c7-5b45177436cc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• F•••••••• A•••••••	Independent wealth	Jun 22, 2021	n/a	yes	HAUPPAUGE, NY\|WEST SAYVILLE, NY	Current employment
M•• F•••••••• S•••••••• I•••	Former SEC adviser	Feb 28, 2014	May 3, 2016	no	HAUPPAUGE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	E•• F•••••••• A•••••••	May 3, 2016	Jun 22, 2021	1,876	Firm change after gap	Other

Relationships

Registered with (2)

→ E•• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 28, 2014 to May 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60c5c344-1630-b124-83c7-5b45177436cc
First observed: Feb 28, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.