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Advisor at FREESTATE ADVISORS LLC
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FREESTATE ADVISORS LLC | Independent wealth | Feb 16, 2017 | n/a | yes | OVERLAND PARK, KS | Current employment |
| FREESTATE ADVISORS LLC | Independent wealth | Nov 20, 2015 | Nov 30, 2015 | no | OVERLAND PARK, KS | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | May 3, 2007 | Feb 24, 2017 | no | OVERLAND PARK, KS|LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SII INVESTMENTS, INC. | FREESTATE ADVISORS LLC | Feb 24, 2017 | Nov 20, 2015 | -462 | Firm change after gap | Other |