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P•••••• R••• Y•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

P•••••• R••• Y•••••

Advisor at S••••• W••••• A•••••••• I•••

SAN FRANCISCO, CA | Westlake, TX

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Search this name across graphsid dfx:ria:60cccb49-c5f6-7a9c-75c9-0985995d80a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Nov 27, 2024	n/a	yes	Westlake, TX\|SAN FRANCISCO, CA	Current employment
E••••• J••••	National bd RIA	Nov 2, 2017	Feb 20, 2018	no	Ft Worth, TX\|ST LOUIS, MO\|FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	S••••• W••••• A•••••••• I•••	Feb 20, 2018	Nov 27, 2024	2,472	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 27, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 2, 2017 to Feb 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60cccb49-c5f6-7a9c-75c9-0985995d80a6
First observed: Nov 2, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.