DFX Intelligence

H•••• I• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

H•••• I• L••

CRD 297301

ATLANTA, GA

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Search this name across graphsid dfx:ria:60d1c2e1-ccca-f46e-9dd6-32e1ce49a3fc

Data as of Aug 18, 2022 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Sep 12, 2018 to Aug 18, 2022
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Custody, client assets: $70.5M
SEC number: 801-114122

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• O•• A•••• M••••••••• H•••••••• L••	O•••• O• H•••• I• L••	E	yes	01/2020	Mar 30, 2020	Aug 18, 2022
A•••• O•• C••••••••• L•	O•••• O• A•••• O•• A•••• M••••••••• H•••••••• L••	E	yes	01/2020	Mar 30, 2020	Aug 18, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• O•• C•••••• A•••••••• L••	n/a	Asset manager	$11B	N	yes	n/a
F•••••• I• L••	n/a	Asset manager	$2.7B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 25, 2022	n/a	n/a	0	0	0	n/a	n/a
2020	Mar 29, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	n/a	n/a	n/a	n/a	n/a	0	0	0	0

Relationships

Affiliated with (7)

→ A•••• O•• C•••••• A•••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ B••••••• O•• F•••••••• O••••••••• L•• • M••••••••• S•••••Registered adviserother investment adviser, common control
factForm ADV
→ A•••• O•• C•••••• P••••••• I•• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ F•••••• I• L••Registered adviser

Dated events

Occurred
Mar 25, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2019
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60d1c2e1-ccca-f46e-9dd6-32e1ce49a3fc
First observed: Sep 12, 2018
Last observed: Aug 18, 2022 49 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.