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D••••• C••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

D••••• C••••• S••••

Advisor at L•••••• S•• I••••••••• A•••••••• L•••••

ARLINGTON HEIGHTS, IL | NORTH AURORA, IL | ELMHURST, IL

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Search this name across graphsid dfx:ria:60d341f3-8aa8-1134-7442-2f95317ccfce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 17, 1986 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S•• I••••••••• A•••••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 28derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S•• I••••••••• A•••••••• L•••••	Bd affiliated wealth	Jan 9, 2006	n/a	yes	ELMHURST, IL\|NORTH AURORA, IL	Current employment
S•••• • A•••••••••	State registered	Jul 8, 1998	n/a	yes

Relationships

Registered with (2)

→ L•••••• S•• I••••••••• A•••••••• L•••••Registered adviserregistration: current employment
Jan 9, 2006 to presentfactForm ADV
→ S•••• • A•••••••••Registered adviserregistration: current employment
Jul 8, 1998 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60d341f3-8aa8-1134-7442-2f95317ccfce
First observed: Sep 17, 1986
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.