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J•••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J•••• J•••••••

Advisor at M••••• S••••••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60d9e5e9-a917-cdd4-4301-76f45777d061

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 17, 2016	n/a	yes	New York, NY	Current employment
L•••••••• W••••• A•••••••• L••	Former SEC adviser	May 12, 2014	Jun 2, 2016	no	NEW YORK, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• W••••• A•••••••• L••	M••••• S••••••	Jun 2, 2016	Jun 17, 2016	15	Firm change	Other
L•••••••• A•••• M••••••••• L••	L•••••••• W••••• A•••••••• L••	Jun 26, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169612:149777:NY:2016-06-02	Jun 2, 2016	Jun 17, 2016	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: previous registration
Mar 14, 2011 to Apr 7, 2014factForm ADV
→ L•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 12, 2014 to Jun 2, 2016factForm ADV
→ L•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 1, 2014 to Jun 26, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60d9e5e9-a917-cdd4-4301-76f45777d061
First observed: Mar 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.