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Advisor at OSAIC WEALTH, INC.
Hendersonville, TN | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | Hendersonville, TN|SCOTTSDALE, AZ | Current employment |
| OSAIC FA, INC. | Former SEC adviser | May 20, 2024 | Jan 24, 2025 | no | HARTFORD, CT|FORT WAYNE, IN|WEST HARTFORD, CT | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Aug 10, 2010 | May 10, 2024 | no | HARTFORD, CT | Previous registration |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | n/a | Mar 23, 2007 | May 11, 2009 | no | HARTFORD, CT | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Nov 17, 2004 | Mar 28, 2007 | no | NEW YORK, NY|HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | OSAIC FA, INC. | May 11, 2009 | Aug 10, 2010 | 456 | Firm change after gap | Other |
| TOWER SQUARE SECURITIES, INC. | LINCOLN FINANCIAL DISTRIBUTORS, INC. | Mar 28, 2007 | Mar 23, 2007 | -5 | Firm change | Other |