DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner11 years in industry

Shaun Robert Williams

Advisor at VALEO FINANCIAL ADVISORS, LLC

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60e1041a-b18b-77d9-66da-bd03c7ecaff4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALEO FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 22, 2015
First registration: Jul 22, 2015
Dual registered: no
Other names: SHAUN ROBERT WILLIAMS|Shaun Williams
IAPD individual key: 6456135

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALEO FINANCIAL ADVISORS, LLC	Independent wealth	Aug 25, 2025	n/a	yes	CARMEL, IN	Current employment
DESTINATION WEALTH MANAGEMENT	Independent wealth	Feb 10, 2025	Jun 17, 2025	no	WALNUT CREEK, CA	Previous registration
PARKVIEW ASSET MANAGEMENT, INC.	Independent wealth	Jun 23, 2020	Jun 20, 2022	no	OAKBROOK TERRACE, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 22, 2015	Sep 18, 2018	no	Lone Tree, CO\|Lone Tree, CO\|Washington, DC\|Washington, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DESTINATION WEALTH MANAGEMENT	VALEO FINANCIAL ADVISORS, LLC	Jun 17, 2025	Aug 25, 2025	69	Firm change	RIA to RIA
PARKVIEW ASSET MANAGEMENT, INC.	DESTINATION WEALTH MANAGEMENT	Jun 20, 2022	Feb 10, 2025	966	Firm change after gap	RIA to RIA
CHARLES SCHWAB & CO., INC.	PARKVIEW ASSET MANAGEMENT, INC.	Sep 18, 2018	Jun 23, 2020	644	Firm change after gap	Ibd to new firm

Relationships

Registered with (4)

→ VALEO FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ DESTINATION WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 10, 2025 to Jun 17, 2025factForm ADV
→ PARKVIEW ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 23, 2020 to Jun 20, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 22, 2015 to Sep 18, 2018factForm ADV

Dated events

Occurred
Jun 17, 2025
Advisor changed firm
Shaun Robert Williams left Destination Wealth Management for Valeo Financial Advisors, Llc (registered 2025-08-25)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2022
Advisor changed firm
Shaun Robert Williams left Parkview Asset Management, Inc. for Destination Wealth Management (registered 2025-02-10)
Form ADVobserved 4 days ago