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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

CONSTANTINE THEODORE LEONIDA

Advisor at LPL FINANCIAL LLC

LAKEWOOD, CO

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Search this name across graphsid dfx:ria:60e767e8-c353-187f-d224-0bb49100da3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Apr 26, 1988
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: C TED LEONIDA|TED LEONIDA|C T LEONIDA
IAPD individual key: 1430795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 15, 2024	n/a	yes	LAKEWOOD, CO	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Dec 20, 2024	no	LAKEWOOD, CO	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 27, 2017	Jun 14, 2024	no	LAKEWOOD, CO	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Feb 7, 2017	no	LAKEWOOD, CO	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Feb 7, 2003	Sep 1, 2016	no	LAKEWOOD, CO\|LAKEWOOD, CO\|LAKEWOOD, CO\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
THE MASTERS, INC.	n/a	Jan 1, 1999	Feb 7, 2003	no	LAKEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Dec 20, 2024	Nov 15, 2024	-35	Firm change after gap	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	SECURITIES AMERICA ADVISORS, INC.	Feb 7, 2017	Jan 27, 2017	-11	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other
THE MASTERS, INC.	VSR ADVISORY SERVICES	Feb 7, 2003	Feb 7, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109485:110518:CO:2017-02-07	Feb 7, 2017	Jan 27, 2017	LAKEWOOD, CO	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 15, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Dec 20, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 27, 2017 to Jun 14, 2024factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Feb 7, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 7, 2003 to Sep 1, 2016factForm ADV
→ THE MASTERS, INC.Registered adviserregistration: previous registration
Jan 1, 1999 to Feb 7, 2003factForm ADV

Dated events

Occurred
Dec 20, 2024
Advisor changed firm
Constantine Theodore Leonida left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-11-15)
Form ADVobserved 5 days ago