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CRD 142531
PROVIDENCE, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DECURTIS, SERGIO, ANTHONY | Cco | E | yes | 10/2006 | Jun 27, 2018 | Mar 30, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| N.E. PRIVATE CLIENT ADVISORS, LTD. | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 30, 2023 | $1.0B | $0 | 5 | 5 | 0 | n/a | n/a |
| 2021 | Apr 1, 2022 | $1.0B | $0 | 5 | 5 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $852M | $0 | 5 | 5 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $731M | $0 | 5 | 5 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $584M | $0 | 5 | 5 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $1.0B | $1.0B | -0.1% | $731M | 11.5% | 5 | 5 | 0 | 0 |