DFX Intelligence

B•••• S••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

B•••• S••••• P••••

Advisor at N••••••• R••••••••• S•••••••• I•••

SAN MATEO, CA | Oakland, CA

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Search this name across graphsid dfx:ria:60ea20d4-d5a1-54af-fcc0-dca711bc0a0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 10, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• R••••••••• S•••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• R••••••••• S•••••••• I•••	Institutional manager	May 28, 2024	n/a	yes	Oakland, CA\|SAN MATEO, CA	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Apr 23, 2019	Apr 25, 2024	no	San Francisco, CA\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	N••••••• R••••••••• S•••••••• I•••	Apr 25, 2024	May 28, 2024	33	Firm change	Other
C••••••• I••••••••• S•••••••	G••••• R••••••••• P••••••• L••	Feb 23, 2006	Apr 23, 2019

Relationships

Registered with (4)

→ N••••••• R••••••••• S•••••••• I•••Registered adviserregistration: current employment
May 28, 2024 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 23, 2019 to Apr 25, 2024factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Jan 27, 2003 to Feb 23, 2006factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Apr 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60ea20d4-d5a1-54af-fcc0-dca711bc0a0c
First observed: May 10, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.