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S••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••• P•••••••• L••

CRD 312567

SAN MATEO, CA

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Search this name across graphsid dfx:ria:60f34a23-3edd-0f52-f4ee-fa0f928527c4

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 6
On other graphs: 2
Observed: Feb 27, 2021 to Apr 1, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• P•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $310MItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $310M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• G••••• F••• I• L•	Private Equity Fund	$223M	Mar 20, 2024	15	Feb 27, 2021	reported	021-380014
S••••• G••••• F••• I••• L•	Private Equity Fund	$30.8M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• E•••• J••••	Member	C	yes	01/2021	Feb 27, 2021	Mar 20, 2024
F••••••• E•••• J••••	PARTNER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Feb 27, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• G••••• G• I• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$310M	$273M	13.3%	$281M	3.3%	4	4	0	0

Relationships

Advises (14)

→ S••••• S• S•• L••Private fundPrivate Equity Fund, IA
Mar 27, 2020 to presentfactForm ADV
→ S••••• G••••• F••• I••• L•Private fundPrivate Equity Fund, IA
Feb 27, 2021 to presentfactForm ADV
→ S••••• G••••• F••• I• S••• C•• A•••••Private fundPrivate Equity Fund, IA
Mar 16, 2022 to presentfactForm ADV
→ S••••• G••••• F••• I• L•

Dated events

Occurred
Mar 28, 2023
Regulatory AUM changed
S••••• P•••••••• L•• reported RAUM $280.5M, down 37% from $445.5M (2023-01-05 to 2023-03-28)
Form ADVobserved 7 days ago
$-165M
Occurred
Jan 5, 2023
Control person left
Anthony Richard Schnuerer (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of S••••• P•••••••• L•• (listed 2022-04-05, absent 2023-01-05)
Form ADVobserved 7 days ago
Occurred
Mar 16, 2022
Regulatory AUM changed
S••••• P•••••••• L•• reported RAUM $445.5M, up 37% from $326.2M (2021-04-23 to 2022-03-16)
Form ADVobserved 7 days ago
$119M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60f34a23-3edd-0f52-f4ee-fa0f928527c4
First observed: Feb 27, 2021
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.