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Advisor at FISHER INVESTMENTS
HUNTINGTON, NY | PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Jul 7, 2017 | n/a | yes | PLANO, TX|HUNTINGTON, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 29, 2013 | Jun 24, 2014 | no | MELVILLE, NY | Previous registration |
| NAOK ADVISORS | n/a | Nov 23, 2010 | Nov 22, 2013 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | FISHER INVESTMENTS | Jun 24, 2014 | Jul 7, 2017 | 1,109 | Firm change after gap | Other |
| NAOK ADVISORS | WELLS FARGO ADVISORS | Nov 22, 2013 | Aug 29, 2013 | -85 | Firm change after gap | Other |