DFX Intelligence

J•••• F• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J•••• F• K••••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:6104ebfd-4e05-2af9-a914-58cf03ef5d67

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Feb 16, 2026	n/a	yes	AUSTIN, TX\|Austin, TX\|Colorado Springs, CO	Current employment
E••••• J••••	National bd RIA	Nov 30, 2023	Apr 25, 2024	no	ST. LOUIS, MO\|COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	K••••• P•••••• W••••• S•••••••• L••	Apr 25, 2024	Feb 16, 2026	662	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Feb 16, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 30, 2023 to Apr 25, 2024factForm ADV

Dated events

Occurred
Apr 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6104ebfd-4e05-2af9-a914-58cf03ef5d67
First observed: Nov 30, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.