DFX Intelligence

A•••• M•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist19 years in industry

A•••• M•••• G•••••••

Advisor at P••••••••• C••••••• L••

UKIAH, CA

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Search this name across graphsid dfx:ria:61181264-c4eb-71f2-9527-608c57018e33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 30, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C••••••• L••	State registered	Jan 26, 2026	n/a	yes	UKIAH, CA	Current employment
A••••••••• L••	Independent wealth	Feb 18, 2020	Mar 23, 2022	no	LOS ANGELES, CA\|Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L••	P••••••••• C••••••• L••	Mar 23, 2022	Jan 26, 2026	1,405	Firm change after gap	RIA to state RIA
B•••• B••• F•••••••• A•• I•••••••• S•••••••• I•••	A••••••••• L••	Jul 28, 2015	Feb 18, 2020

Relationships

Registered with (7)

→ P••••••••• C••••••• L••Registered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Feb 18, 2020 to Mar 23, 2022factForm ADV
→ B•••• B••• F•••••••• A•• I•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 5, 2014 to Jul 28, 2015factForm ADV
→ D•••••• W••••• M••••••••• I•••

Dated events

Occurred
Mar 23, 2022
Advisor changed firm
A•••• M•••• G••••••• left A••••••••• L•• for P••••••••• C••••••• L•• (registered 2026-01-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61181264-c4eb-71f2-9527-608c57018e33
First observed: Oct 31, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.