DFX Intelligence

C••••• R•• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

C••••• R•• P••••••••

Advisor at F•••••••• W•••••

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:6120aafc-5dfc-b764-bffe-f034a18c6fbb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 17, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• W•••••	State registered	Nov 4, 2013	n/a	yes	BLOOMINGTON, MN	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Aug 31, 2010	Aug 13, 2012	no	MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	F•••••••• W•••••	Aug 13, 2012	Nov 4, 2013	448	Firm change after gap	Other
W•••• F•••• I••••••••• L••	O••••••••• • C•• I•••	Aug 19, 2010	Aug 31, 2010

Relationships

Registered with (3)

→ F•••••••• W•••••Registered adviserregistration: current employment
Nov 4, 2013 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Aug 31, 2010 to Aug 13, 2012factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2005 to Aug 19, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6120aafc-5dfc-b764-bffe-f034a18c6fbb
First observed: Apr 13, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.