DFX Intelligence

Data Factory

P•••• J••••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

P•••• J••••• T•••••••••

Advisor at G••••••• A•••••••• L••

Inver Grove Heights, MN | ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6126e11e-d855-2c33-f2ac-a96251e5284b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• A•••••••• L••	Independent wealth	Jun 16, 2025	n/a	yes	Inver Grove Heights, MN\|ARDEN HILLS, MN	Current employment
T•• P•••• W••••• M••••••••• L••	n/a	Jan 31, 2023	Aug 1, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• P•••• W••••• M••••••••• L••	G••••••• A•••••••• L••	Aug 1, 2025	Jun 16, 2025	-46	Firm change after gap	Other
M••••• T•••• A•••• M••••• I•••	T•• P•••• W••••• M••••••••• L••	Jan 30, 2023

Relationships

Registered with (4)

→ G••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 16, 2025 to presentfactForm ADV
→ T•• P•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2023 to Aug 1, 2025factForm ADV
→ M••••• T•••• A•••• M••••• I•••Registered adviserregistration: previous registration
Jan 22, 2014 to Jan 30, 2023factForm ADV
→ SPCRegistered adviser

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
P•••• J••••• T••••••••• left T•• P•••• W••••• M••••••••• L•• for G••••••• A•••••••• L•• (registered 2025-06-16)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2023
Advisor changed firm
P•••• J••••• T••••••••• left M••••• T•••• A•••• M••••• I••• for T•• P•••• W••••• M••••••••• L•• (registered 2023-01-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6126e11e-d855-2c33-f2ac-a96251e5284b
First observed: Apr 5, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.