DFX Intelligence

J•••• J•••••• Y•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J•••• J•••••• Y•••••••

Advisor at I••••••••• F•••••••• G••••• L••

TORRANCE, CA

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Search this name across graphsid dfx:ria:612754d5-b004-2c43-ab1c-ac1e4a18084c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Apr 18, 2016	n/a	yes	TORRANCE, CA	Current employment
P••••••• C•••••• S•••••••• I•••	I•••••••••_WEALTH	May 3, 2010	May 3, 2016	no	HAUPPAUGE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• S•••••••• I•••	I••••••••• F•••••••• G••••• L••	May 3, 2016	Apr 18, 2016	-15	Firm change	Other
S•• I••••••••• A•••••••• I•••	P••••••• C•••••• S•••••••• I•••	May 3, 2010	May 3, 2010

Relationships

Registered with (3)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Apr 18, 2016 to presentfactForm ADV
→ P••••••• C•••••• S•••••••• I•••Registered adviserregistration: previous registration
May 3, 2010 to May 3, 2016factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2008 to May 3, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:612754d5-b004-2c43-ab1c-ac1e4a18084c
First observed: Jan 2, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.