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Advisor at 1836 ASSET MANAGEMENT, LLC
GARLAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 1836 ASSET MANAGEMENT, LLC | Independent wealth | Dec 8, 2021 | n/a | yes | GARLAND, TX | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 6, 2016 | May 10, 2021 | no | Dallas, TX | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Sep 26, 2011 | Sep 6, 2016 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 1836 ASSET MANAGEMENT, LLC | May 10, 2021 | Dec 8, 2021 | 212 | Firm change | Ibd to RIA |
| DEUTSCHE BANK SECURITIES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 6, 2016 | Sep 6, 2016 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:313389:TX:2021-05-10 | May 10, 2021 | Dec 8, 2021 | DALLAS, TX | Firm change |