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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

David Scott Littrell

Advisor at INDEPENDENT FINANCIAL PARTNERS

TAMPA, FL | Granger, IN

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Search this name across graphsid dfx:ria:6134a362-01c5-9f83-3714-03439ec582bd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 10, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 17, 2015
First registration: Dec 10, 2015
Dual registered: yes, broker-dealer
Other names: DAVID SCOTT LITTRELL
IAPD individual key: 6544208

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Nov 6, 2024	n/a	yes	TAMPA, FL\|Granger, IN	Current employment
HOWARD BAILEY SECURITIES, LLC	Independent wealth	Feb 10, 2023	Aug 5, 2024	no	FORT WAYNE, IN\|Mishawaka, IN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 1, 2022	Feb 15, 2023	no	CARMEL, IN\|SOUTH BEND, IN	Previous registration
EDWARD JONES	National bd RIA	Dec 10, 2015	Nov 3, 2022	no	SOUTH BEND, IN\|SOUTH BEND, IN\|ST LOUIS, MO\|NAPPANEE, IN\|BREMEN, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HOWARD BAILEY SECURITIES, LLC	INDEPENDENT FINANCIAL PARTNERS	Aug 5, 2024	Nov 6, 2024	93	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	HOWARD BAILEY SECURITIES, LLC	Feb 15, 2023	Feb 10, 2023	-5	Firm change	Ibd to RIA
EDWARD JONES	EQUITABLE ADVISORS, LLC	Nov 3, 2022	Nov 1, 2022	-2	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: current employment
Nov 6, 2024 to presentfactForm ADV
→ HOWARD BAILEY SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 10, 2023 to Aug 5, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 1, 2022 to Feb 15, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 10, 2015 to Nov 3, 2022factForm ADV

Dated events

Occurred
Aug 5, 2024
Advisor changed firm
David Scott Littrell left Howard Bailey Securities, Llc for Independent Financial Partners (registered 2024-11-06)
Form ADVobserved 6 days ago
Occurred
Feb 15, 2023
Advisor changed firm
David Scott Littrell left Equitable Advisors, Llc for Howard Bailey Securities, Llc (registered 2023-02-10)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2022
Advisor changed firm
David Scott Littrell left Edward Jones for Equitable Advisors, Llc (registered 2022-11-01)
Form ADVobserved 6 days ago