DFX Intelligence

R••• K•• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor27 years in industry

R••• K•• B•••••••

Advisor at A••••••• C•••••• S••••••••• L••

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61351782-fad2-d33b-405e-a5b77cae6066

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• S••••••••• L••	State registered	Jun 7, 2016	n/a	yes	COLORADO SPRINGS, CO	Current employment
C••••••• B•••••••• L••	Independent wealth	Oct 30, 2015	Jun 7, 2016	no	Venice, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• B•••••••• L••	A••••••• C•••••• S••••••••• L••	Jun 7, 2016	Jun 7, 2016	0	Firm change	RIA to state RIA
T•• A•••••••• I•••	C••••••• B•••••••• L••	Nov 2, 2015	Oct 30, 2015

Relationships

Registered with (3)

→ A••••••• C•••••• S••••••••• L••Registered adviserregistration: current employment
Jun 7, 2016 to presentfactForm ADV
→ C••••••• B•••••••• L••Registered adviserregistration: previous registration
Oct 30, 2015 to Jun 7, 2016factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2010 to Nov 2, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61351782-fad2-d33b-405e-a5b77cae6066
First observed: Apr 13, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.