DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
BOSTON, MA | SHARON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | SHARON, MA|BOSTON, MA | Current employment |
| O•••• F•• I••• | Former SEC adviser | Oct 27, 2023 | Jan 24, 2025 | no | HARTFORD, CT|SEA BROOK, NH|SEABROOK, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | O•••• W•••••• I••• | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| V•••• F•••••••• A•••••••• I••• | O•••• F•• I••• | Nov 15, 2023 | Oct 27, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42803:3978:NH:2023-11-15 | Nov 15, 2023 | Oct 27, 2023 | NASHUA, NH | Firm change |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jun 18, 2008 | Nov 15, 2023 | no | BURLINGTON, MA|HAMPTON, NH|HAMPTON, NH|NASHUA, NH | Previous registration |
| F•••••••• W••• G•••• | Former SEC adviser | Aug 22, 2007 | Oct 3, 2007 | no | W•••LAKE VILLAGE, CA|WELLESLEY, MA | Previous registration |
| Firm change |
| Ibd to ibd |
| F•••••••• W••• G•••• | V•••• F•••••••• A•••••••• I••• | Oct 3, 2007 | Jun 18, 2008 | 259 | Firm change | Other |