DFX Intelligence

H•••••• O•••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

H•••••• O•••••• L•••••••

Advisor at A•••• F•••••••• A•••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:6155e232-c467-4eb4-b4c4-db6875b19305

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 20, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F•••••••• A•••••••• L••	Independent wealth	Mar 24, 2023	n/a	yes	CHARLOTTE, NC	Current employment
R••••••••• W••••• A•••••••	n/a	May 10, 2021	Mar 16, 2023	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• W••••• A•••••••	A•••• F•••••••• A•••••••• L••	Mar 16, 2023	Mar 24, 2023	8	Firm change	Other
F•••• C••••••• I••••••• S•••••••• I•••	R••••••••• W••••• A•••••••	Jun 13, 2016	May 10, 2021

Relationships

Registered with (3)

→ A•••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 24, 2023 to presentfactForm ADV
→ R••••••••• W••••• A•••••••Registered adviserregistration: previous registration
May 10, 2021 to Mar 16, 2023factForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 21, 2008 to Jun 13, 2016factForm ADV

Dated events

Occurred
Mar 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6155e232-c467-4eb4-b4c4-db6875b19305
First observed: Nov 21, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.