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Advisor at LPG CAPITAL MANAGEMENT
SOUTH JORDAN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPG CAPITAL MANAGEMENT | State registered | Jun 1, 2018 | n/a | yes | SOUTH JORDAN, UT | Current employment |
| LEGACY PLANNING GROUP | Former SEC adviser | Feb 27, 2008 | Dec 27, 2018 | no | DRAPER, UT | Previous registration |
| INVESTMENT MANAGEMENT CORPORATION | n/a | Jan 31, 2008 | Mar 10, 2008 | no | SALT LAKE CITY, UT | Previous registration |
| INVESTMENT MANAGEMENT CORPORATION | n/a | Sep 25, 2003 | Dec 10, 2007 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT|BOUNTIFUL, UT|SALT LAKE CITY, UT | Previous registration |
| EAGLE GATE SECURITIES, INC. | n/a | Aug 20, 2002 | Oct 20, 2003 | no | SALT LAKE CITY, UT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 5, 2000 | Aug 14, 2002 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGACY PLANNING GROUP | LPG CAPITAL MANAGEMENT | Dec 27, 2018 | Jun 1, 2018 | -209 | Firm change after gap | Other |
| INVESTMENT MANAGEMENT CORPORATION | LEGACY PLANNING GROUP | Mar 10, 2008 | Feb 27, 2008 | -12 | Firm change | Other |
| EAGLE GATE SECURITIES, INC. | INVESTMENT MANAGEMENT CORPORATION | Oct 20, 2003 | Sep 25, 2003 | -25 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | EAGLE GATE SECURITIES, INC. | Aug 14, 2002 | Aug 20, 2002 | 6 | Firm change | Other |