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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SEAWALL CAPITAL MANAGEMENT, LLC

CRD 149834

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Search this name across graphsid dfx:ria:6184f0d2-511a-05d4-55fb-735ef4ea2190

Data as of Sep 7, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Sep 7, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

SEAWALL CAPITAL MANAGEMENT, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $144MItem 5.F on the latest filing (2012-09-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $144M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 4
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $144Mgross asset value as reported per fund; never fund size
Custody, client assets: $144M
SEC number: 801-70044
CRD: 149834
Filings on the tape: 2
First filed: Mar 29, 2012
Latest filed: Sep 7, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SEAWALL OC FUND, LTD.	Hedge Fund	$139M	Sep 7, 2012	24	Mar 29, 2012	reported	021-131908
SEAWALL CREDIT VALUE MASTER FUND, LTD.	Hedge Fund	$5.0M	Sep 7, 2012	4	Mar 29, 2012	reported	021-131907

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ULLUM, ELI, TAYLOR	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	E	yes	06/2008	Mar 29, 2012	Sep 7, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$144M	$144M	n/a	n/a	n/a	2	$144M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$144M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (2)

→ SEAWALL CREDIT VALUE MASTER FUND, LTD.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ SEAWALL OC FUND, LTD.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (1)

← ULLUM, ELI, TAYLOROwnerMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6184f0d2-511a-05d4-55fb-735ef4ea2190
First observed: Mar 29, 2012
Last observed: Sep 7, 2012 170 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEAWALL CAPITAL MANAGEMENT, LLC

CRD 149834

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6184f0d2-511a-05d4-55fb-735ef4ea2190

Data as of Sep 7, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SEAWALL OC FUND, LTD.

Hedge Fund

$139M

Sep 7, 2012

Mar 29, 2012

reported

021-131908

SEAWALL CREDIT VALUE MASTER FUND, LTD.

Hedge Fund

$5.0M

Sep 7, 2012

Mar 29, 2012

reported

021-131907

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ULLUM, ELI, TAYLOR

MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER

yes

06/2008

Mar 29, 2012

Sep 7, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$144M

n/a

$144M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$144M

n/a