K•••• C•••••

Advisor at B••••• C•••••• M••••••••• I•••

BRYN MAWR, PA | DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• C•••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• C•••••• M••••••••• I•••	Mixed wealth	Feb 10, 2022	n/a	yes	DAYTON, OH\|BRYN MAWR, PA	Current employment
S••	Bd affiliated wealth	Dec 3, 2012	Nov 3, 2021	no	WEST DES MOINES, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	B••••• C•••••• M••••••••• I•••	Nov 3, 2021	Feb 10, 2022	99	Firm change	Ibd to RIA
D••••••• S••••••• L••	S••	Dec 31, 2010	Dec 3, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
110692:120641:IA:2021-11-03	Nov 3, 2021	Feb 10, 2022	WEST DES MOINES, IA	Firm change

Relationships

Registered with (3)

→ B••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 10, 2022 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Dec 3, 2012 to Nov 3, 2021factForm ADV
→ D••••••• S••••••• L••Registered adviserregistration: previous registration
Dec 14, 2009 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 14, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.