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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

Michael Richard Lopes

Advisor at ESTUARY FINANCIAL LLC

NORTH FALMOUTH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:618a1f59-7589-35be-e2ad-65085f049891

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: May 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ESTUARY FINANCIAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Dual registered: no
Other names: Michael R. Lopes
IAPD individual key: 6724706

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ESTUARY FINANCIAL LLC	State registered	Jan 15, 2019	n/a	yes	NORTH FALMOUTH, MA	Current employment

Relationships

Registered with (1)

→ ESTUARY FINANCIAL LLCRegistered adviserregistration: current employment
Jan 15, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:618a1f59-7589-35be-e2ad-65085f049891
First observed: May 1, 2016
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Michael Richard Lopes

Advisor at ESTUARY FINANCIAL LLC

NORTH FALMOUTH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:618a1f59-7589-35be-e2ad-65085f049891

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ESTUARY FINANCIAL LLC

State registered

Jan 15, 2019

n/a

yes

NORTH FALMOUTH, MA

Current employment