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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CFIC (US) INC

CRD 171519

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:618bb014-e547-f655-21fd-5bcdd19de3c3

Data as of Sep 21, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Jul 3, 2014 to Sep 21, 2018
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $824MItem 5.F on the latest filing (2018-09-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $824M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $69.5Mgross asset value as reported per fund; never fund size
SEC number: 801-80070
CRD: 171519
Filings on the tape: 12
First filed: Jul 3, 2014
Latest filed: Sep 21, 2018
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SHAOLIN CAPITAL PARTNERS MASTER FUND, LTD.	Hedge Fund	$34.8M	Sep 21, 2018	2	Mar 30, 2017	reported	021-274610
SHAOLIN CAPITAL PARTNERS ONSHORE FUND, L.P.	Hedge Fund	$30.3M	Sep 21, 2018	19	Mar 30, 2017	reported	021-274612
SHAOLIN CAPITAL PARTNERS INTERNATIONAL FUND, LTD.	Hedge Fund	$4.5M	Sep 21, 2018	2	Mar 30, 2017	reported	021-274618

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CITY FINANCIAL INVESTMENT COMPANY LIMITED	PARENT COMPANY	E	yes	03/2014	Jul 3, 2014	Sep 21, 2018
HAIN, ROBERT, CAMERON	PRESIDENT & SECRETARY	Na	yes	03/2014	Jul 3, 2014	Sep 21, 2018
MCGILLIVRAY, DALLAS, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	06/2018	Jun 8, 2018	Sep 21, 2018
MPI CAPITAL (UK) INC	Shareholder	C	yes	01/2012	Jul 10, 2014	Sep 21, 2018
Orlebar, Edward, John	CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER	Na	yes	02/2018	Mar 29, 2018	Sep 21, 2018
STEIN, MICHAEL, LEON	Shareholder	C	yes	01/2012	Jun 5, 2017	Sep 21, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CITY FINANCIAL INVESTMENT COMPANY LIMITED	n/a	Former SEC adviser	$4.9B	Y	yes	n/a
CFIC CAYMAN II LIMITED	n/a	n/a	n/a	N	yes	n/a
CFIC CAYMAN III LIMITED	n/a	n/a	n/a	N	yes	n/a
CFIC CAYMAN IV LIMITED	n/a	n/a	n/a	N	yes	n/a
CFIC CAYMAN LIMITED	n/a	n/a	n/a	N	yes	n/a
CFIC CAYMAN V LIMITED	n/a	n/a	n/a	N	yes	n/a
CITY FINANCIAL INVESTMENT COMPANY (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
CITY FINANCIAL INVESTMENT COMPANY (NEW ZEALAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
CITY FINANCIAL INVESTMENT COMPANY PTE LTD	n/a	n/a	n/a	N	yes	n/a
TIGERSTYLE LLC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$884M	$884M	26	4	0	3	$69.5M
2016	Mar 30, 2017	$381M	$381M	23	9	n/a	3	$0
2015	Mar 30, 2016	$107M	$107M	12	5	n/a	n/a	n/a
2014	Mar 31, 2015	$44.2M	$44.2M	3	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$824M	$381M	116.2%	$44.2M	165.1%	16	23	0	n/a

Relationships

Affiliated with (2)

← CITY FINANCIAL INVESTMENT COMPANY LIMITEDRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ CITY FINANCIAL INVESTMENT COMPANY LIMITEDRegistered adviserother investment adviser, bank, control, common control
factForm ADV

Advises (3)

→ SHAOLIN CAPITAL PARTNERS INTERNATIONAL FUND, LTD.Private fundHedge Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ SHAOLIN CAPITAL PARTNERS ONSHORE FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ SHAOLIN CAPITAL PARTNERS MASTER FUND, LTD.Private fundHedge Fund, IA
Mar 30, 2017 to presentfactForm ADV

Controls (6)

← CITY FINANCIAL INVESTMENT COMPANY LIMITEDOwnerPARENT COMPANY, ownership code E, foreign entity
Jul 3, 2014 to presentfactForm ADV
← MCGILLIVRAY, DALLAS, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 8, 2018 to presentfactForm ADV
← HAIN, ROBERT, CAMERONOwnerPRESIDENT & SECRETARY, ownership code NA, individual
Jul 3, 2014 to presentfactForm ADV
← STEIN, MICHAEL, LEONOwnerSHAREHOLDER, ownership code C, individual
Jun 5, 2017 to presentfactForm ADV
← Orlebar, Edward, JohnOwnerCHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← MPI CAPITAL (UK) INCOwnerSHAREHOLDER, ownership code C, foreign entity
Jul 10, 2014 to presentfactForm ADV

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
Cfic (Us) Inc reported RAUM $883.7M, up 132% from $381.3M (2017-06-05 to 2018-03-29)
Form ADVobserved 5 days ago
$502M
Occurred
Jul 3, 2014
First Form ADV filing
Cfic (Us) Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:618bb014-e547-f655-21fd-5bcdd19de3c3
First observed: Jul 3, 2014
Last observed: Sep 21, 2018 97 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CFIC (US) INC

CRD 171519

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:618bb014-e547-f655-21fd-5bcdd19de3c3

Data as of Sep 21, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SHAOLIN CAPITAL PARTNERS MASTER FUND, LTD.

Hedge Fund

$34.8M

Sep 21, 2018

Mar 30, 2017

reported

021-274610

SHAOLIN CAPITAL PARTNERS ONSHORE FUND, L.P.

Hedge Fund

$30.3M

Sep 21, 2018

Mar 30, 2017

reported

021-274612

SHAOLIN CAPITAL PARTNERS INTERNATIONAL FUND, LTD.

Hedge Fund

$4.5M

Sep 21, 2018

Mar 30, 2017

reported

021-274618

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CITY FINANCIAL INVESTMENT COMPANY LIMITED

PARENT COMPANY

yes

03/2014

Jul 3, 2014

Sep 21, 2018

HAIN, ROBERT, CAMERON

PRESIDENT & SECRETARY

yes

03/2014

Jul 3, 2014

Sep 21, 2018

MCGILLIVRAY, DALLAS, JOHN

CHIEF COMPLIANCE OFFICER

yes

06/2018

Jun 8, 2018

Sep 21, 2018

MPI CAPITAL (UK) INC

Shareholder

yes

01/2012

Jul 10, 2014

Sep 21, 2018

Orlebar, Edward, John

CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER

yes

02/2018

Mar 29, 2018

Sep 21, 2018

STEIN, MICHAEL, LEON

Shareholder

yes

01/2012

Jun 5, 2017

Sep 21, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CITY FINANCIAL INVESTMENT COMPANY LIMITED

n/a

Former SEC adviser

$4.9B

yes

n/a

CFIC CAYMAN II LIMITED

n/a

yes

n/a

CFIC CAYMAN III LIMITED

n/a

yes

n/a

CFIC CAYMAN IV LIMITED

n/a

yes

n/a

CFIC CAYMAN LIMITED

n/a

yes

n/a

CFIC CAYMAN V LIMITED

n/a

yes

n/a

CITY FINANCIAL INVESTMENT COMPANY (HONG KONG) LIMITED

n/a

yes

n/a

CITY FINANCIAL INVESTMENT COMPANY (NEW ZEALAND) LIMITED

n/a

yes

n/a

CITY FINANCIAL INVESTMENT COMPANY PTE LTD

n/a

yes

n/a

TIGERSTYLE LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$884M

$69.5M

2016

Mar 30, 2017

$381M

n/a

2015

Mar 30, 2016

$107M

n/a

2014

Mar 31, 2015

$44.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$824M

$381M

116.2%

$44.2M

165.1%

n/a