M••••• S•••••

Advisor at T•••••• W••••• P•••••••

ROME, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:618d937a-84a3-0418-c1c9-ab325a388d58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• W••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• W••••• P•••••••	State registered	Apr 30, 2026	n/a	yes	ROME, NY	Current employment
I••••••• F••	Independent wealth	Dec 22, 2025	Jun 24, 2026	no	BOISE, ID\|Rome, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F••	T•••••• W••••• P•••••••	Jun 24, 2026	Apr 30, 2026	-55	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ T•••••• W••••• P•••••••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ I••••••• F••Registered adviserregistration: previous registration
Dec 22, 2025 to Jun 24, 2026factForm ADV

Dated events

Occurred
Jun 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:618d937a-84a3-0418-c1c9-ab325a388d58
First observed: Dec 22, 2025
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.