DFX Intelligence

S••••• A••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

S••••• A••• M••••

Advisor at P••••• W••••• M••••••••• L••

WICHITA, KS

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Search this name across graphsid dfx:ria:619f35a1-0950-a690-b610-1140a714c7a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• W••••• M••••••••• L••	Independent wealth	Jan 5, 2015	n/a	yes	WICHITA, KS	Current employment
V•• A••••••• S•••••••	Former SEC adviser	Oct 22, 2012	Nov 7, 2014	no	WICHITA, KS\|OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•• A••••••• S•••••••	P••••• W••••• M••••••••• L••	Nov 7, 2014	Jan 5, 2015	59	Firm change	Other
U•• F•••••••• S••••••• I•••	V•• A••••••• S•••••••	Oct 17, 2012	Oct 22, 2012

Relationships

Registered with (4)

→ P••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 5, 2015 to presentfactForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 22, 2012 to Nov 7, 2014factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 29, 2011 to Oct 17, 2012factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:619f35a1-0950-a690-b610-1140a714c7a3
First observed: Mar 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.