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Advisor at LPL FINANCIAL LLC
BAY CITY, MI | GAYLORD, MI | ROSCOMMON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 17, 2024 | n/a | yes | ROSCOMMON, MI|GAYLORD, MI|BAY CITY, MI | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 6, 2019 | Jan 18, 2024 | no | Bay City, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Jan 18, 2024 | Jan 17, 2024 | -1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:6413:MI:2024-01-17 | Jan 18, 2024 | Jan 17, 2024 | BAY CITY, MI | Firm change |