DFX Intelligence

J••• L••• B•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

J••• L••• B•••• S••••

Advisor at A••••• P•••• F•••••••• P••••••• L••

WEST END, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• P•••• F•••••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• P•••• F•••••••• P••••••• L••	State registered	Jun 29, 2026	n/a	yes	WEST END, NC	Current employment
I• N••••••• L••	Independent wealth	Jul 28, 2022	Jan 30, 2026	no	CHARLOTTE, NC\|Pinehurst, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• N••••••• L••	A••••• P•••• F•••••••• P••••••• L••	Jan 30, 2026	Jun 29, 2026	150	Firm change	RIA to state RIA
C••••• I••••••••• A••••••• L••	I• N••••••• L••	Jul 28, 2022	Jul 28, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:319096:NC:2022-07-28	Jul 28, 2022	Jul 28, 2022	PINEHURST, NC	Firm change

Relationships

Registered with (6)

→ A••••• P•••• F•••••••• P••••••• L••Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ I• N••••••• L••Registered adviserregistration: previous registration
Jul 28, 2022 to Jan 30, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Jul 28, 2022factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Order

Occurred
30 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
28 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 26, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.