DFX Intelligence

B•••• C••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B•••• C••••• M••••••••• L••

CRD 163831

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61b21cf8-0cf0-b27c-ade5-18c1e54159c1

Data as of Mar 3, 2015 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Apr 11, 2012 to Mar 3, 2015
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• C••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $235M••• Locked
Discretionary RAUM: $235M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C••••• C••••••• L••	Member	D	yes	04/2006	Apr 11, 2012	Mar 3, 2015
C••••• C•••••• A•••••••• L••	Member	D	yes	04/2006	Apr 11, 2012	Mar 3, 2015

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 3, 2015	$235M	$235M	4	4	n/a	1	$285M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$235M	n/a	n/a	n/a	n/a	4	n/a	n/a	n/a

Relationships

Controls (5)

← L••••••• M•••• W••••••OwnerMEMBER, ownership code C, individual
Apr 11, 2012 to presentfactForm ADV
← H••••• M••••••• K••••OwnerMEMBER, ownership code C, individual
Apr 11, 2012 to presentfactForm ADV
← B•••• C••••• C••••••• L••OwnerMEMBER, ownership code D, domestic entity
Apr 11, 2012 to presentfactForm ADV
← C••••• C•••••• A•••••••• L••OwnerMEMBER, ownership code D, domestic entity
Apr 11, 2012 to presentfact

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61b21cf8-0cf0-b27c-ade5-18c1e54159c1
First observed: Apr 11, 2012
Last observed: Mar 3, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.