J•••• S• M•••••

Advisor at P••••••• F•••••••• S•••••••• I•••

Clackamas, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	May 16, 2025	n/a	yes	Clackamas, OR	Current employment
C••••• • C••••••• I•••	Former SEC adviser	Aug 20, 2021	May 16, 2025	no	Clackamas, OR\|BALLWIN, MO\|CLACKAMAS, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • C••••••• I•••	P••••••• F•••••••• S•••••••• I•••	May 16, 2025	May 16, 2025	0	Bulk transfer	RIA to ibd
C••••• A•••••• N••••••• L••	C••••• • C••••••• I•••	Aug 31, 2021	Aug 20, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
109485:13572:OR:2021-05-20	May 20, 2021	May 20, 2021	CLACKAMAS, OR	Firm change

Relationships

Registered with (5)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ C••••• • C••••••• I•••Registered adviserregistration: previous registration
Aug 20, 2021 to May 16, 2025factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 20, 2021 to Aug 31, 2021factForm ADV
→ S••••• F•••••••• G•••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 13, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.