DFX Intelligence

S•••• M• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

S•••• M• A••••••

Advisor at K••• C•••••• P•••••••

SAN JOSE, CA | GRANITE BAY, CA

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Search this name across graphsid dfx:ria:61b8959c-ae6d-1d65-5422-95e446cddb67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••• C•••••• P•••••••	Independent wealth	Jan 1, 2025	n/a	yes	GRANITE BAY, CA\|SAN JOSE, CA	Current employment
M••••• S••••••	Wirehouse	Jul 5, 2022	Sep 22, 2023	no	Roseville, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	K••• C•••••• P•••••••	Sep 22, 2023	Jan 1, 2025	467	Firm change after gap	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:312875:CA:2023-09-22	Sep 22, 2023	Jan 1, 2025	ROSEVILLE, CA	Firm change after gap

Relationships

Registered with (2)

→ K••• C•••••• P•••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 5, 2022 to Sep 22, 2023factForm ADV

Dated events

Occurred
Sep 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61b8959c-ae6d-1d65-5422-95e446cddb67
First observed: Jul 5, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.