DFX Intelligence

R••• K•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

R••• K•••••• D••••

Advisor at C••••••••• F•••••••• N••••••

Port Richey, FL

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Search this name across graphsid dfx:ria:61b8ccf3-e2c8-0895-0476-5d062498db99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 29, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Aug 1, 2022	n/a	yes	Port Richey, FL	Current employment
D••••• W••••• M•••••••••	Independent wealth	Apr 11, 2016	Aug 1, 2022	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W••••• M•••••••••	C••••••••• F•••••••• N••••••	Aug 1, 2022	Aug 1, 2022	0	Firm change	RIA to ibd
M•• I•••••••• S•••••••• L••	D••••• W••••• M•••••••••	Feb 18, 2016	Apr 11, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
166585:8032:FL:2022-08-01	Aug 1, 2022	Aug 1, 2022	TAMPA, FL	Firm change

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Aug 1, 2022 to presentfactForm ADV
→ D••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 11, 2016 to Aug 1, 2022factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 1, 2014 to Feb 18, 2016factForm ADV

Dated events

Occurred
Aug 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61b8ccf3-e2c8-0895-0476-5d062498db99
First observed: Oct 1, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.