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RIA / WealthPrivate fundventure capital fund3(c)(1)

HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC

advised by HIGHCAPE PARTNERS MANAGEMENT, L.P.

Delaware, United States

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Search this name across graphsid dfx:ria:61c65b0a-c4a8-dc6d-60da-b1e6003d0001

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2022 to Mar 29, 2024
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Highcape Special Opportunities 3-A, LLC

Venture fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: HIGHCAPE PARTNERS MANAGEMENT, L.P.CRD 170971
Fund type: Venture Capital Fund
Latest reported GAV: $1.6Mgross asset value on Schedule D 7.B(1), as of 2024-03-29; never fund size
Peak reported GAV: $2.3M
Beneficial owners: 3
Minimum investment: $25,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: Delaware, United States
First reported: Mar 30, 2022
Last reported: Mar 29, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 3
Fund id: 805-7733319124

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 29, 2024	$1.6M	3	$25,000	0.0%	no	HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC
Mar 31, 2023	$2.3M	3	$25,000	0.0%	no	HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC
Mar 30, 2022	$653,528	3	$25,000	0.0%	no	HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
STIFEL FINANCIAL CORP.	STIFEL FINANCIAL CORP.	ST. LOUIS	Missouri	United States	no	n/a

Relationships

Advises (1)

← HIGHCAPE PARTNERS MANAGEMENT, L.P.Registered adviserVenture Capital Fund, ERA
Mar 30, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61c65b0a-c4a8-dc6d-60da-b1e6003d0001
First observed: Mar 30, 2022
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC

advised by HIGHCAPE PARTNERS MANAGEMENT, L.P.

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61c65b0a-c4a8-dc6d-60da-b1e6003d0001

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 29, 2024

$1.6M

$25,000

0.0%

HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC

Mar 31, 2023

$2.3M

$25,000

0.0%

HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC

Mar 30, 2022

$653,528

$25,000

0.0%

HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

STIFEL FINANCIAL CORP.

ST. LOUIS

Missouri

United States

n/a