DFX Intelligence
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Reading the graph
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Advisor at P••••••••• W••••• A•••••••• L••
FRANKFORT, IL | Oak Lawn, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••••• W••••• A•••••••• L•• | Independent wealth | Oct 13, 2017 | n/a | yes | FRANKFORT, IL|Oak Lawn, IL | Current employment |
| P••••••••• W••••• A•••••••• L•• | Independent wealth | Oct 13, 2017 | Dec 31, 2017 | no | FRANKFORT, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | P••••••••• W••••• A•••••••• L•• | Sep 8, 2017 | Oct 13, 2017 | 35 | Firm change | Other |
| O•••• I••••••••• I••• | L•• F•••••••• L•• | Feb 7, 2017 | Feb 3, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 35371:6413:IL:2017-02-07 | Feb 7, 2017 | Feb 3, 2017 | EVERGREEN PARK, IL | Firm change |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 3, 2017 | Sep 8, 2017 | no | OAK LAWN, IL|HICKORY HILLS, IL|PALOS PARK, IL|OAK LAWN, IL|SAN DIEGO, CA | Previous registration |
| O•••• I••••••••• I••• | Bd affiliated wealth | May 4, 2009 | Feb 7, 2017 | no | Oak Lawn, IL|MERIDEN, CT|HICKORY HILLS, IL|MINOOKA, IL|ORLAND PARK, IL|JOLIET, IL|EVERGREEN PARK, IL | Previous registration |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Jun 25, 2007 | May 4, 2009 | no | HICKORY HILLS, IL | Previous registration |
| V••••• A•••• M••••••••• I•• | n/a | Feb 28, 2007 | Jun 22, 2007 | no | SOUTH HOLLAND, IL | Previous registration |
| L•••••• F•••••••• S•••••••• I••• | n/a | Oct 19, 2001 | Jan 26, 2007 | no | CHICAGO, IL|OAKLAWN, IL|OAK LAWN, IL|OAK LAWN, IL|OAK LAWN, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| Firm change |
| Other |
| N••• F•••••••• G••••• I••• | O•••• I••••••••• I••• | May 4, 2009 | May 4, 2009 | 0 | Firm change | Other |
| V••••• A•••• M••••••••• I•• | N••• F•••••••• G••••• I••• | Jun 22, 2007 | Jun 25, 2007 | 3 | Firm change | Other |
| L•••••• F•••••••• S•••••••• I••• | V••••• A•••• M••••••••• I•• | Jan 26, 2007 | Feb 28, 2007 | 33 | Firm change | Other |