DFX Intelligence

J•• M••••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J•• M••••••• W•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Lubbock, TX

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Search this name across graphsid dfx:ria:61d301e4-a5a0-4105-2e5f-fc933ade2f29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 22, 2024	n/a	yes	Lubbock, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 12, 2017	Feb 26, 2024	no	LUBBOCK, TX\|LUBBOCK, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Feb 26, 2024	Feb 22, 2024	-4	Firm change	Ibd to ibd
U•••• F•••••••• S••••••• G••••• I•••	L•• F•••••••• L••	Oct 11, 2011	Oct 11, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:149018:TX:2024-02-26	Feb 26, 2024	Feb 22, 2024	LUBBOCK, TX	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 22, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 12, 2017 to Feb 26, 2024factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 8, 2006 to Oct 11, 2011factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration

Dated events

Occurred
Feb 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61d301e4-a5a0-4105-2e5f-fc933ade2f29
First observed: Jul 5, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.