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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)32 years in industry

CHARLES FRANCIS MANSFIELD

Advisor at MISSIONSQUARE RETIREMENT

Lancaster, SC | WASHINGTON, DC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MISSIONSQUARE RETIREMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Jun 13, 1994
First registration: Jul 9, 2002
Dual registered: yes, broker-dealer
Other names: CHARLES FRANCIS MANSFIELD|CHARLES FRANCIS MANSFIELD|CHAS MANSFIELD
IAPD individual key: 2225900

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MISSIONSQUARE RETIREMENT	Bd affiliated wealth	Oct 6, 2020	n/a	yes	WASHINGTON, DC\|Lancaster, SC	Current employment
MISSIONSQUARE RETIREMENT	Bd affiliated wealth	Apr 6, 2020	Apr 9, 2020	no	WASHINGTON, DC\|Waxhaw, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 1, 2016	May 24, 2018	no	CHARLOTTE, NC	Previous registration
MMC SECURITIES LLC	Former SEC adviser	Jul 22, 2010	Jun 7, 2016	no	CHARLOTTE, NC	Previous registration
AMERICAN SECURITIES GROUP, INC.	n/a	Mar 2, 2005	Mar 23, 2006	no	CHARLOTTE, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 9, 2002	Dec 31, 2004	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MISSIONSQUARE RETIREMENT	May 24, 2018	Apr 6, 2020	683	Firm change after gap	Other
MMC SECURITIES LLC	LPL FINANCIAL LLC	Jun 7, 2016	Jul 1, 2016	24	Firm change	Other
AMERICAN SECURITIES GROUP, INC.	MMC SECURITIES LLC	Mar 23, 2006	Jul 22, 2010	1,582	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	AMERICAN SECURITIES GROUP, INC.	Dec 31, 2004	Mar 2, 2005	61	Firm change	Other

Relationships

Registered with (5)

→ MISSIONSQUARE RETIREMENTRegistered adviserregistration: previous registration
Apr 6, 2020 to Apr 9, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 1, 2016 to May 24, 2018factForm ADV
→ MMC SECURITIES LLCRegistered adviserregistration: previous registration
Jul 22, 2010 to Jun 7, 2016factForm ADV
→ AMERICAN SECURITIES GROUP, INC.Registered adviserregistration: previous registration
Mar 2, 2005 to Mar 23, 2006factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 9, 2002 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.