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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

RALPH STANLEY WENDELL

Advisor at GWN SECURITIES INC.

PALM BEACH GARDENS, FL | BRIDGETON, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 9, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GWN SECURITIES INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 15, 1993
First registration: May 9, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1455245

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GWN SECURITIES INC.	Bd affiliated wealth	May 17, 2004	n/a	yes	BRIDGETON, NJ\|PALM BEACH GARDENS, FL	Current employment
PMG SECURITIES CORPORATION	n/a	Jan 10, 2003	May 17, 2004	no	BRIDGETON, NJ	Previous registration
PMG ASSET MANAGEMENT INC	n/a	Nov 11, 2002	May 17, 2004	no	BRIDGETON, NJ	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 9, 2002	Nov 8, 2002	no	BRIDGETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PMG ASSET MANAGEMENT INC	PMG SECURITIES CORPORATION	May 17, 2004	Jan 10, 2003	-493	Firm change after gap	Other
PMG SECURITIES CORPORATION	GWN SECURITIES INC.	May 17, 2004	May 17, 2004	0	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	PMG ASSET MANAGEMENT INC	Nov 8, 2002	Nov 11, 2002	3	Firm change	Other

Relationships

Registered with (4)

→ GWN SECURITIES INC.Registered adviserregistration: current employment
May 17, 2004 to presentfactForm ADV
→ PMG ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Nov 11, 2002 to May 17, 2004factForm ADV
→ PMG SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 10, 2003 to May 17, 2004factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 9, 2002 to Nov 8, 2002factForm ADV

Dated events

No dated event names this entity yet.